Soft dollar

Results: 196



#Item
11Financial services / 76th United States Congress / Investment Advisers Act / Management fee / Financial adviser / Soft dollar

ALPHA ARCHITECT ADVISOR CLIENT ACCOUNT AGREEMENTS These are the agreements and other documents that establish and govern the Alpha Architect Advisor client relationship Table of Contents Investment Advisory Agreement ---

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Source URL: www.alphaarchitect.com

Language: English - Date: 2015-11-24 14:47:05
12Financial markets / Financial services / Funds / Financial adviser / Collective investment scheme / Short / Soft dollar / Investment management / Exchange-traded fund / Financial economics / Investment / Finance

Microsoft Word - OSAM Form ADV PartFinal

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Source URL: www.osam.com

Language: English - Date: 2015-03-27 12:48:00
13

The Soft Dollar Debate: Theory and Evidence

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Source URL: www.law.gmu.edu

Language: English - Date: 2011-06-05 22:56:48
    14Financial regulation / Short selling / U.S. Securities and Exchange Commission / Financial system / Christopher Cox / Short / Securities Exchange Act / Investment banking / Soft dollar / Finance / United States securities law / Business

    Letter From William T. George to Elizabeth M. Murphy, Secretary, U.S. Securities and Exchange Commission

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    Source URL: edgar.sec.gov

    Language: English - Date: 2011-06-16 11:24:58
    15Financial economics / Business / Financial services / Stock market / Best execution / Soft dollar / WAM / Dark liquidity / Short / Finance / Financial markets / Financial regulation

    WHEB Listed Equity Level One Disclosure Policy Reporting Period to which Disclosure Relates: Financial Year ended Feb 2014 Under the jointly issued Investment Management Association (IMA) and Depositary and Trustee Assoc

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    Source URL: www.whebgroup.com

    Language: English - Date: 2015-03-23 09:42:59
    16Investment / Financial markets / Financial services / Financial adviser / Registered Investment Advisor / Soft dollar / Short / Security / Collective investment scheme / Financial economics / Finance / Business

    Item 1 – Cover Page Vested Interest New York, NY Phone: (Toll Free: (Fax: (

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    Source URL: hellogoldbean.com

    Language: English - Date: 2015-05-08 17:48:03
    17Investment / Financial markets / Financial services / Financial adviser / Registered Investment Advisor / Soft dollar / Short / Security / Collective investment scheme / Financial economics / Finance / Business

    Item 1 – Cover Page Vested Interest New York, NY Phone: (Toll Free: (Fax: (

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    Source URL: www.hellogoldbean.com

    Language: English - Date: 2015-05-08 17:48:03
    18Business / United States securities law / Financial system / Financial economics / Soft dollar / U.S. Securities and Exchange Commission / International Organization of Securities Commissions / Canadian securities regulation / Securities Exchange Act / Finance / Financial regulation / Financial markets

    Microsoft Word - FINAL LettertoIOSCOonSoftCommissionsdoc

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    Source URL: www.icsa.bz

    Language: English - Date: 2012-10-22 07:52:09
    19Hui Liangyu / Hui people / Earth / Physical geography / Meles Zenawi / Africa / Ethiopia / Horn of Africa

    China grants 23 mln. US to support Ethiopia’s dev’t (September, Ethiopia News Agency) The Chinese Government announced grant and soft loan amounting to 23 million US dollar for the development endeavors in Et

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    Source URL: www.ethiopiaemb.org.cn

    Language: English - Date: 2014-07-23 05:04:11
    20Investment / Soft dollar / Primary dealers / Bridgeway Capital Management / Goldman Sachs / Investment management / Financial economics / Finance / Financial services

    THOUGHT CAPSULE Bridgeway Capital Management, Inc. NovemberSoft Dollars: The Bridgeway View

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    Source URL: bridgeway_web.s3.amazonaws.com

    Language: English - Date: 2012-11-29 07:59:33
    UPDATE